Conformity360 empowers financial firms of all types and sizes to navigate the rapidly
growing regulatory and
compliance landscape. Over the past decade, the initiation of the Dodd Frank Act in
the US, and AIFM, MiFID
II and EMIR in Europe, has resulted in more complex SEC, FCA, CFTC, and FINRA rules
and regulations,
representing significant challenges for financial institutions. We are dedicated to
understanding these
changes and their requirements and to how their challenges need to be met.
With our 3600 approach, we manage the compliance needs of
hedge fund managers,
wealth managers, private equity firms, institutional brokers, corporate finance
advisors, and trust
officers. We establish the necessary operational governance infrastructure to avoid
the risks related to
registration and regulatory filings, certifications, 3rd party dependencies, and IT
operations.
The Conformity360 Advantage is the breadth of our technical and consulting expertise originates from our integrated
understanding of trading markets, deep financial product knowledge, compliance, operational
processes and complex IT infrastructure. In addition to our seasoned professionals, our
innovative technology cloud platform is the key differentiator servicing our clients. To
accelerate the benefits of the Conformity360 platform, we can deploy a scalable team of
experienced analysts and consultants anywhere in the world.