Software and Consulting Company

Specialized in Asset & Wealth Management

Services

Technology

Remote or on-site talent, ready to start

We help our clients reduce trade and operational costs, introduce efficiencies, and invest in digital transformation to cloud and adoption of artificial intelligence. Whether you need one person or an entire project team, we match you to a skilled buy-side consultant. Our recruiting specialists can quickly find the contract talent for both asset and wealth management. Results matter and so does your time, so let us help you build the productive and high quality workforce that will help keep your company moving forward.

We place skilled professionals across a range of technologies:

Compliance

Conformity360: Your Compliance Solution for Financial Firms

Conformity360 (“C360”) provides access to compliance consultants who are former regulators, Chief Compliance Officers and legal counsel, experienced in the financial services industry, as well as regulatory and technology experts who work with investment advisers, hedge funds, broker-dealers (dual registrants), and related entities to address applicable regulatory obligations, including the provision of support of registration, routine reviews and filings, technology, and other regulatory requirements.

C360 can assist with new and established firms with their regulatory compliance needs, regardless how small or large the firm is. C360 provides the following services as a package, or ala carte:

  • SEC Registration and FINRA Support.
  • NFA Registration and CPO/CTA Support.
  • Broker Dealer.
  • Ongoing Compliance Support.
  • Annual Review Gap Analysist.
Learn more

Software

RuleBook

Simplify regulatory compliance with RuleBook, the all-in-one solution for hedge funds and investment managers. Benefit from:

  • Stay up-to-date on regulatory changes.
  • Efficiently manage regulatory content.
  • Link regulations to policies and risks.
  • Organize tasks, training, and activities efficiently.

With RuleBook, streamline your compliance processes, reduce risk, and ensure regulatory adherence. Experience the power of simplified compliance management.

Learn more

TCA-Hub

Unlock insights into your trading costs with TCA-Hub, the comprehensive solution for investment managers. Discover:

  • Know your true total cost of trading.
  • Understand the impact of trade execution on investment returns.
  • Identify reasons behind good or bad performance.
  • Receive actionable recommendations for improvement.

Utilizing our advanced tick database and analytics, TCA-Hub enables you to calculate benchmarks and easily identify outliers. With an intuitive interface, gain quick and meaningful insights into your execution performance. Maximize returns and optimize your investment strategy with TCA-Hub, your partner in trading cost analysis.

Learn more
Export Export

DataKentro

With DataKentro, you can expedite the benefits of our advanced platform by leveraging our global network of skilled analysts and architects. Our scalable team can be deployed anywhere in the world, ensuring swift remediation and the creation of auditable records to address regulatory demands.

Discover the power of DataKentro today and let us empower you to navigate the complexities of risk and regulatory reporting with confidence.

Learn more

Contact

Contact Us

New York

175 Varick Street, 8th floor

New York, NY 10014

646-205-3213

Toronto

240 Richmond St W,

Toronto, ON M5V 1V6, Canada

646-205-3213

London

85 Great Portland Street, First Floor

London, W1W 7LT

+44 20 3918 8919

Loading
Your message has been sent. Thank you!